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基于Sentinel 1/2和GEE的水稻种植面积提取方法——以杭嘉湖平原为例

鄂海林1,2, 周德成1(), 李坤3,4   

  1. 1. 南京信息工程大学 生态与应用气象学院,江苏 南京 210044,中国
    2. 中科卫星应用德清研究院 全省微波空间智能云计算重点实验室,浙江 湖州 313200,中国
    3. 中国科学院空天信息创新研究院,北京 100094,中国
    4. 中国科学院大学 资源与环境学院,北京 100049,中国
  • 收稿日期:2025-02-08 出版日期:2025-04-29
  • 基金项目:
    国家民用空间基础设施陆地观测卫星共性应用支撑平台(2017-000052-73-01-001735)
  • 作者简介:

    鄂海林,硕士研究生,工程师,研究方向为农业遥感。E-mail:

  • 通信作者:
    周德成,博士,副教授,研究方向为全球变化与城市气象。E-mail:

Method for Extracting the Cultivation Aera of Rice Based on Sentinel-1/2 and Google Earth Engine (GEE): A Case Study of the Hangjiahu Plain

E Hailin1,2, ZHOU Decheng1(), LI Kun3,4   

  1. 1. School of Ecology and Applied Meteorology, Nanjing University of Information Science and Technology, Nanjing 210044, China
    2. Laboratory for Microwave Spatial Intelligence and Cloud Platform, Deqing Academy of Satellite Applications, Huzhou 313200, China
    3. Aerospace Information Research Institute, Chinese Academy of Sciences, Beijing 100094, China
    4. College of Resources and Environment, University of Chinese Academy of Sciences, Beijing 100049, China
  • Received:2025-02-08 Online:2025-04-29
  • Foundation items:Common Application Support Platform for National Civil Space Infrastructure Land Observation Satellites(2017-000052-73-01-001735)
  • About author:

    E Hailin, E-mail:

  • Corresponding author:
    ZHOU Decheng, E-mail:

摘要:

【目的/意义】 水稻是中国的主要作物之一,准确提取水稻面积对保障粮食安全、温室气体排放管理、水资源调配及生态保护至关重要。光学与微波遥感数据融合是水稻监测主要发展趋势,但现有研究大多依赖传统的物候学特征(如移栽期),忽视了植被和水体指数在水稻生长全过程中的整体动态变化特征。为了快速、准确地获取水稻种植分布、面积等信息,以中国典型水稻种植区—杭嘉湖平原为例,研发了一种基于Sentinel-1/2数据和Google Earth Engine(GEE)云计算平台的水稻种植面积提取方法,即NDVI-SDWI 动态融合水稻识别方法(Dynamic NDVI-SDWI Fusion Method for Rice Mapping, DNSF-Rice)。 【方法】 首先,通过Sentinel-2归一化植被指数(Normalized Difference Vegetation Index, NDVI)时间序列,基于阈值分割获取水稻种植潜在分布范围;其次,通过Sentinel-1双极化水体指数(Sentinel-1 Dual-Polarized Water Index, SDWI)时间序列,分析其在水稻生长周期内的动态变化特征,构建阈值分割算法获取基于微波数据的水稻种植分布;最后,将上述结果的交集作为最终水稻分布范围,构建了杭嘉湖平原2019—2023年10 m空间分辨率的水稻种植分布图。此外,利用地面实测数据和统计数据对提取结果进行了精度验证,并与其他产品进行了对比分析。 【结果与讨论】 本研究所提取的水稻种植分布图总体精度为96%,F1得分超过0.96,水稻种植面积整体呈逐年增长的趋势,提取面积与统计数据具有高度的一致性,优于其他相关产品。 【结论】 DNSF-Rice水稻识别方法基于GEE云平台,结合了光学和合成孔径雷达(Synthetic Aperture Radar, SAR)时间序列数据的优势,利用了NDVI和SDWI在水稻生长全过程中的整体动态变化特征,为高效、精确监测水稻种植面积提供了新的思路。

关键词: 遥感, GEE, 种植面积提取, Sentinel-1, SAR, 平原, 归一化植被指数, 合成孔径雷达

Abstract:

[Objective] Rice is one of the most important staple crops in China. Accurate monitoring of rice planting areas is vital for ensuring national food security, evaluating greenhouse gas emissions, optimizing water resource allocation, and maintaining agricultural ecosystems. In recent years, the integration of remote sensing technologies—particularly the fusion of optical and synthetic aperture radar (SAR) data—has significantly enhanced the capacity to monitor crop distribution, even under challenging weather conditions. However, many current studies still rely heavily on phenological features captured at specific key stages, such as the transplanting phase, while overlooking the complete temporal dynamics of vegetation and water-related indices throughout the entire rice growth cycle. Therefore, there is an urgent need for a method that fully leverages the time-series characteristics of remote sensing indices to enable accurate, scalable, and timely rice mapping. [Methods] Focusing on the Hangjiahu Plain, a typical rice-growing region in eastern China, a novel approach—Dynamic NDVI-SDWI Fusion Method for Rice Mapping (DNSF-Rice) was proposed in this research to accurately extract rice planting areas by synergistically integrating Sentinel-1 SAR and Sentinel-2 optical imagery on the Google Earth Engine (GEE) platform. The methodological framework included the following three steps: First, using Sentinel-2 imagery, a time series of the Normalized Difference Vegetation Index (NDVI) was constructed. By analyzing its temporal dynamics across key rice growth stages, potential rice planting areas were identified through a threshold-based classification method; Second, a time series of the Sentinel-1 Dual-Polarized Water Index (SDWI) was generated to analyze its dynamic changes throughout the rice growth cycle. A thresholding algorithm was then applied to extract rice field distribution based on microwave data, considering the significant irrigation involved in rice cultivation. Finally, the spatial intersection of the NDVI-derived and SDWI-derived results was intersected to generate the final rice planting map. This step ensures that only pixels exhibiting both vegetation growth and irrigation signals were classified as rice. The classification datasets spanned five consecutive years from 2019 to 2023, with a spatial resolution of 10 m. [Results and Discussions] The proposed method demonstrated high accuracy and robust performance in mapping rice planting areas. Over the study period, the method achieved an average overall accuracy of 96% and an F1-Score exceeding 0.96, outperforming several benchmark products in terms of spatial consistency and precision. The integration of NDVI and SDWI time-series features enabled effective identification of rice fields, even under the challenging conditions of frequent cloud cover and variable precipitation typical in the study area. Interannual analysis revealed a consistent increase in rice planting areas across the Hangjiahu Plain from 2019 to 2023. The remote sensing-based rice area estimates were in strong agreement with official agricultural statistics, further validating the reliability of the proposed method. The fusion of optical and SAR data proved to be a valuable strategy, effectively compensating for the limitations inherent in single-source imagery, especially during the cloudy and rainy seasons when optical imagery alone was often insufficient. Furthermore, the use of GEE facilitated the rapid processing of large-scale time-series data, supporting the operational scalability required for regional rice monitoring. This study emphasized the critical importance of capturing the full temporal dynamics of both vegetation and water signals throughout the entire rice growth cycle, rather than relying solely on fixed phenological stages. [Conclusions] By leveraging the complementary advantages of optical and SAR imagery and utilizing the complete time-series behavior of NDVI and SDWI indices, the proposed approach successfully mapped rice planting areas across a complex monsoon climate region over a five-year period. The method has been proven to be stable, reproducible, and adaptable for large-scale agricultural monitoring applications. The findings provide valuable methodological support for crop mapping in cloud-prone regions and offer insights for agricultural resource management and food security decision-making.

Key words: remote sensing, GEE, cultivation area, Sentinel-1, SAR, plain

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